Legal
EMAIL DISCLAIMER
The information in this email is intended only for the person or entity to which it is addressed and may contain proprietary, confidential or privileged material. If you are not the intended recipient of this message, be aware that any use, review, distribution, reproduction, or action taken based on the content of this message is strictly prohibited. If you received this email in error, please contact the sender and delete it. E-mail messages may contain computer viruses or other defects, may not be accurately replicated on other systems, or may be intercepted, deleted or interfered with without the knowledge of the sender or the intended recipient.
The information in this email is intended only for the person or entity to which it is addressed and may contain proprietary, confidential or privileged material. If you are not the intended recipient of this message, be aware that any use, review, distribution, reproduction, or action taken based on the content of this message is strictly prohibited. If you received this email in error, please contact the sender and delete it. E-mail messages may contain computer viruses or other defects, may not be accurately replicated on other systems, or may be intercepted, deleted or interfered with without the knowledge of the sender or the intended recipient.
Lake Street Advisors is not engaged in the practice of law or accounting. Information contained herein or attached should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation.
IDENTITY THEFT PREVENTION
For your protection, please do not include account numbers, Social Security numbers, credit card numbers, passwords, or other non-public information in your e-mail. For more information regarding how we protect client information, please contact your Relationship Manager to request a copy of our Privacy Notice.
For your protection, please do not include account numbers, Social Security numbers, credit card numbers, passwords, or other non-public information in your e-mail. For more information regarding how we protect client information, please contact your Relationship Manager to request a copy of our Privacy Notice.
TRADE ORDERS AND INSTRUCTIONS
Lake Street Advisors will trade discretionary accounts without consulting the client. For Non-Discretionary Accounts, Lake Street Advisors will seek the client’s approval, by phone or by email, before placing any trades. Please do not proactively transmit trade requests or instructions regarding your accounts by e-mail. For your protection, Lake Street Advisors does not accept and act on such instructions. Lake Street Advisors does not accept trade requests and trading instructions via voice mail, text messages, instant messaging, or facsimile. Please speak directly with your Relationship Manager if you need to give instructions related to your account.
Lake Street Advisors will trade discretionary accounts without consulting the client. For Non-Discretionary Accounts, Lake Street Advisors will seek the client’s approval, by phone or by email, before placing any trades. Please do not proactively transmit trade requests or instructions regarding your accounts by e-mail. For your protection, Lake Street Advisors does not accept and act on such instructions. Lake Street Advisors does not accept trade requests and trading instructions via voice mail, text messages, instant messaging, or facsimile. Please speak directly with your Relationship Manager if you need to give instructions related to your account.
EMAIL RECORD RETENTION AND REVIEW
Please be advised that Lake Street Advisors, in compliance with SEC regulations and industry best practices, retains e-mail messages for a period of time. Email correspondence is regularly monitored by the Chief Compliance Officer.
Please be advised that Lake Street Advisors, in compliance with SEC regulations and industry best practices, retains e-mail messages for a period of time. Email correspondence is regularly monitored by the Chief Compliance Officer.
Last modifed on April 5, 2018
